Assessment/ICSWG Alignment Tool

ICSWG Investment Stewardship Alignment Tool

Asset owner beliefs assessment and manager alignment analysis

ICSWG Climate Metrics →

About the ICSWG Alignment Tool

The ICSWG Investment Stewardship Alignment Tool helps asset owners assess whether their investment managers' stewardship activities align with their own responsible investment beliefs and expectations. It evaluates three key areas: proxy voting alignment (how managers vote on climate, governance, and social proposals), engagement alignment (thematic priorities, escalation effectiveness, and collaborative engagement), and governance overrides (willingness to vote against management on remuneration, board composition, and audit matters). Developed with input from 50+ stakeholders including asset owners, managers, and regulators.

Asset Owner Stewardship Expectations

Proxy Voting
  • • Support climate shareholder resolutions aligned with Paris goals
  • • Vote against directors at companies with poor climate governance
  • • Challenge executive remuneration not linked to ESG KPIs
  • • Against rate expectation: ≥15% on governance resolutions
Engagement
  • • Prioritise climate transition plans with high-emitting companies
  • • Active participation in collaborative initiatives (CA100+)
  • • Clear escalation pathway from engagement to divestment
  • • Engagement success rate expectation: ≥60%
Governance Standards
  • • UK Stewardship Code Tier 1 or Tier 2 rating expected
  • • Published rationale for significant voting decisions
  • • Transparent engagement outcome reporting
  • • TCFD-aligned climate governance disclosure

Alignment Summary

ICSWG stewardship alignment assessment across all managers

ManagerProxy VotingEngagementGovernance
BlackRock82% — Strong74% — Adequate80% — Strong
Legal & General (LGIM)88% — Strong90% — Strong85% — Strong
State Street Global Advisors68% — Adequate58% — Developing72% — Adequate
UBS Asset Management64% — Adequate52% — Developing68% — Adequate
Amundi80% — Strong78% — Adequate82% — Strong
Schroders48% — Developing40% — Weak52% — Developing
Legend:StrongAdequateDevelopingWeak
Managers
ManagerOverallClimateGovernanceSocialGap Areas
BlackRock82%78%88%80%Climate shareholder proposal support rate below expectation
Legal & General (LGIM)88%92%86%84%Slight inconsistency in voting on social proposals across regions
State Street Global Advisors68%58%78%72%Low support for climate shareholder proposals (4% against rate)
UBS Asset Management64%62%70%58%SFDR reclassification concerns undermine confidence in ESG integration
Amundi80%82%78%80%Governance voting slightly below top peers in European holdings
Schroders48%42%58%44%Very low against-management rate (7%) suggests limited challenge